Recruitment for Regulatory Compliance Advisory (AVP/VP) at HR1Vietnam Holdings

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Salary:

70 - 85 Million VNĐ
Experience:

Over 8 year(s)
Job type:

Permanent
Level:

Experienced / Junior
Industry:

Finance / Investment / Banking
Work location:

Hồ Chí Minh , Hà Nội

Job Description

To promote a culture of compliance across the Bank;
To set Bank’s policies covering ethical and compliance standards;
To establish and implement appropriate compliance risk management techniques to ensure that the Bank’s Regulatory Compliance Risks are managed effectively;
To set compliance training standards and facilitate the provision of appropriate training;
To manage regulatory relationships at a Bank level and develop a plan to promote a pragmatic and healthy regulatory climate with regulators;
To report to the Regulatory Compliance Advisory Head on the effectiveness of the Bank’s compliance arrangements, including the results of compliance monitoring, significant breaches, any instances of regulatory censure, e.g. fines of sanctions imposed, key changes in the CLRS and on liaison with the SBV;
To assist the Regulatory Compliance Advisory Head/ Advisory’s Team Members (as assigned) in ensuring procedures are maintained and subject to periodic evaluation; and reporting to the CCEO and informing Businesses of the changes in the Compliance Laws, Rules and Standards (“CLRS”) relevant applicable regulations on a regular or ad-hoc basis;
To assist relevant Businesses in developing and reviewing internal regulations to ensure compliance with the CRLS, and handle issues related to the observance of the CLRS.

Job Requirement

Identifies, assesses and documents the Regulatory Compliance Risks associated with the business activities of bank including new products, services, business practices and business operations and material changes to existing business and customer relationships, etc.
Facilitates a robust assessment of the main Regulatory Compliance Risks through a risk and control self-assessment framework in collaboration with Businesses.
Facilitates Businesses in the development of guidelines for use by the Senior Management, their line managers and staff where applicable.
Assists the Senior Management in educating relevant bank’s staff on regulatory compliance issues, and acts as a point of contact within Vietnam for regulatory compliance queries from bank’s staff.
Provides advice, guidance and on-going training to bank’s staff on the appropriate implementation of Compliance’s frameworks which include policies and procedures such as those contained in Regulatory Advisory Compliance’s policies/ CLRS where applicable.
Advises the various units of bank and the Senior Management on regulatory obligations that are listed in Compliance’s Regulatory Risk Assessments. This includes the provision of advice on the implications of changes in the CLRS.
Monitors, tests and reports compliance related to Regulatory Compliance Risk Governance Framework and internal policies/procedures to the Senior Management and the MC and, if required, to any regulatory authority. However, the responsibility for ensuring day-to-day compliance remains with all Businesses.
Makes enquiries into regulatory compliance incidents and complaints that Compliance is identified as a stakeholder or directly involved by relevant parties, and carrying out further investigations into such incidents and complaints as appropriate.
Acts as the key liaison officer with relevant external bodies, including regulators, standard setters and external experts (if required); and
Fulfils its responsibilities under the compliance plans developed for bank in accordance with its regulatory compliance risk management framework including performing compliance review on a risk-based approach.

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Regulatory Compliance Advisory (AVP/VP)

HR1Vietnam Holdings

70 - 85 Million VNĐ
Actived date: 12/09/2025
Finance / Investment / Banking

Apply now

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HR1Vietnam Holdings

Company size:

100 - 499
Address:

Lầu 8, tòa nhà số 28-34 Pasteur, Phường Sài Gòn, TP.Hồ Chí Minh, Hồ Chí Minh
Website:

www.hr1vietnam.com

HR1Vietnam Holdings has over 12 years of experience and has been nationally well-known as the Leading professional recruitment Firm and trusted in the market.

HR1Vietnam Holdings with more than 100 professional consultants nationwide, specializes in recruiting professionals in different positions for multiple organizations around Vietnam and APAC, connects with highly qualified Candidates for specialists, mid to senior level and executive level positions.

HR1Vietnam Holdings is a one-stop dynamic HR services provider to support our Clients on every step of their way to grow.

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